| DATE APPROVED |
 WAIVER REQUESTED |
| 16-Dec-2011 |
Rule: IIA 3.11
Constitution
Issuer: BCT CFY LLP EBF EGF FCF HOB INW MDH NRC PJA RDL ROS SDH SDC SSC Securities: BCT CFY LLP EBF EGF FCF HOB INW MDH NRC PJA RDL ROS SDH SDC SSC
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| 16-Dec-2011 |
Rule: IIA 3.10
Expected initial market capitalisation
Issuer: MDH PJA RKC Securities: MDH PJA RKC
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| 16-Dec-2011 |
Rule: IIA 4.4(1)
Application procedures
Issuer: APF APR BCT BPB CSH EBF EGF FCF GOS HBD HOB IAD INW LCB LLP LPC MDH NRC PJA RDL RKC ROS RYE SDC SDH SRD SSC VLY YAR CFY MEV KEW EIC Securities: APF APR BCT BPB CSH EBF EGF FCF GOS HBD HOB IAD INW LCB LLP LPC MDH NRC PJA RDL RKC ROS RYE SDC SDH SRD SSC VLY YAR CFY MEV KEW EIC
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| 16-Dec-2011 |
Rule: i 2.4(1)
Each listed issuer must appoint a nominated adviser
Issuer: APF APR BCT BPB CSH EBF EGF FCF GOS HBD HOB IAD INW LCB LLP LPC MDH NRC PJA RDL RKC ROS RYE SDC SDH SRD SSC VLY YAR CFY MEV KEW EIC Securities: APF APR BCT BPB CSH EBF EGF FCF GOS HBD HOB IAD INW LCB LLP LPC MDH NRC PJA RDL RKC ROS RYE SDC SDH SRD SSC VLY YAR CFY MEV KEW EIC
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| 16-Dec-2011 |
Rule: I 2.2
Requirement for sponsorship
Issuer: APF APR BCT BPB CSH EBF EGF FCF GOS HBD HOB IAD INW LCB LLP LPC MDH NRC PJA RDL RKC ROS RYE SDC SDH SRD SSC VLY YAR CFY MEV KEW EIC Securities: APF APR BCT BPB CSH EBF EGF FCF GOS HBD HOB IAD INW LCB LLP LPC MDH NRC PJA RDL RKC ROS RYE SDC SDH SRD SSC VLY YAR CFY MEV KEW EIC
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| 16-Dec-2011 |
Rule: IIA 5.11
Right of transfer
Issuer: APF CFY LLP EBF EGF FCF HOB INW MDH NRC PJA RDL ROS SDH SDC SSC Securities: APF CFY LLP EBF EGF FCF HOB INW MDH NRC PJA RDL ROS SDH SDC SSC
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| 14-Feb-2011 |
Rule: 1 2.25
Procedure for voluntary withdrawal of listing
Issuer: MRW Securities: MRW
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| 13-Dec-2010 |
Rule: IIA 6.53
Equality of treatment
Issuer: RTN Securities: RTN
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| 5-Jun-2009 |
Rule: II 6.25(1)
Issue of capital - 15% rule
Issuer: ANJ Securities: ANJ
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| 4-Dec-2008 |
Rule: IIA 3.11
Issuer's constitution to be consistent with listing rules.
Issuer: MNX Securities: MNX
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| 29-Oct-2008 |
Rule: IIA 3.9
Percentage of securities held by non directors must be 25% or more
Issuer: FCA Securities: FCA
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| 7-Aug-2008 |
Rule: IIA 4.4(2)
The Exchange may allow an issuer to provide an information memorandum... but only if
(a) it has not raised any capital in the previous three months...
Issuer: AUE Securities: AUE
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| 7-Aug-2008 |
Rule: IIA 3.11
The issuer's constitution must be consistent with the rules set out in this chapter IIA.
Issuer: AUE Securities: AUE
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| 19-Jun-2008 |
Rule: IIC 3.4, 3.10
L.R. 3.4 Responsible entity must not be under an obligation to allow a security holder to withdraw from the managed investment scheme; LR 3.10 The constitution must be consistent with the Listin
Issuer: PIN Securities: PIN
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| 1-Apr-2008 |
Rule: IIA 6.44
The issuer shall obtain the approval of members of the issuer by special resolution for any issue of equity securities to a related party or a person nominated by the Exchange unless the person receiv
Issuer: RGW Securities: RGWB
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| 29-Feb-2008 |
Rule: IIA 3.7
In the case of a new applicant, the latest financial period for which audited accounts have been prepared must not have ended more than twelve months before the date of the disclosure document.
Issuer: GCO Securities: GCO
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| 11-Dec-2007 |
Rule: IIA 4.4(2)
Application via information memorandum and the three month rule
Issuer: AID Securities: AID
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| 5-Dec-2007 |
Rule: 2A 6.25
A company must have shareholder approval for an issue amounting to more than 15% of capital.
Issuer: RGW Securities: RGWB
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| 18-Sep-2007 |
Rule: IIA 5.8(2)
Preference security holders to get preference in winding up
Issuer: AFO Securities: AFOC
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| 18-Sep-2007 |
Rule: IIA 5.11
Fully paid securities must be free from restriction on transfer
Issuer: AFO Securities: AFOC
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