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INVESTOR COMPENSATION ARRANGEMENTS

 

NSX maintains investor confidence in the integrity of its markets by regulating the conduct of market participants and monitoring market activity for any irregularities.

The Fidelity Fund (Corporations Act 2001 Part 7.5), operates for the purpose of compensating persons who have suffered pecuniary loss (known as Division 3 losses) because of a defalcation, or fraudulent misuse of securities or documents of title to securities or of other property.

If you would like to find out more information about the Fidelity Fund and Compensation arrangement and how to claim then it is important that you please read the NSX Practice Note first.

Alternatively if you would like to speak to some one about your circumstances then please contact us.
 

 

 

 

 

 

 

 

 

 

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