PARTICIPANT BROKER FORMS

The following forms are provided for your convenience.

Application Documents

Form Name
Participant Admission Criteria
Either Application form if not a participant of ASX
or Application form if a participant of ASX
Organisational Profile
Responsible Officer Application Form
NETS trader workstation

Financial Reporting and Annual Assessments

Participants are required to required to provide monthly Surplus Liquid Funds reports to the NSX Exchange Examining Accountant, to return annual self assessment and the NSX Compliance Officer undertakes an annual site visit.