How to join as a broker participant

By Organisation

In order to buy and sell securities on an organisation must become a participant by:

1. Reading and meeting the Criteria for Admission.
    
2. a. If the organisation is already a participant of the ASX Group then use the Application if already a Participating Organisation of the ASX;
   
   or
   
   b. If the organisation is not already a participant of the ASX Group then use the Application if NOT Already a Participating Organisation of the ASX.
    
3. Each organisation must submit an Organisation Profile.
    

For Responsible Officers

Each nominated responsible officer of a Participant must fill out an Application to become a Responsible Officer.

Forms

Forms are available in word format on the Broker Forms Page.